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Institutional Ownership
Ownership > 100%
×
Ownership > 100%
List of possible reasons behind the infrequent cases where we have total institutional ownership that exceeds 100% of the common shares outstanding for a specific company:
Double-counting
- On the 13-F filing, each institutional holder must report all securities over which they exercise sole or shared investment discretion. In cases where investment discretion is shared by more than one institution, care is generally taken to prevent double-counting, but there is always the exception. Another cause of double-counting is a company name change for the 13F filer where the holdings are accounted for under both filer names.
Short Interest
- A large short interest amount affects the institutional ownership amount considerably because all shares that have been sold short appear as holdings in two separate portfolios. One institution has lent its shares to a short seller, while the same shares have been purchased by another reporting institution. Consequently, the institutional ownership percentage reflected in the 13-F filings is overstated as a percentage of total shares outstanding.
A gap between 'as of' dates
- In the case where gaps between the 'as of' dates of the holdings and the shares outstanding arise, the percentage owned could be skewed due to a sharp increase/decrease in shares out. Again, this case doesn’t come up very often but the results are unavoidable.
Other possible reasons:
a) An overlap occurs amongst reporting institutions;
b) The 13F filing includes holdings other than common stock issues;
c) Mutual fund money is co-advised and incorrectly reported by multiple institutions.
Ownership Information
Shares Outstanding
17,717,306
Short Interest Shares
160,265
Float (%)
88.10
Institutional Ownership (%)
39.59
Mutual Fund Ownership (%)
20.94
Insider Ownership (%)
11.90
Top 10 Instn Holders (%)
30.41
Ownership Activity - Total Positions
Total Positions
Total Positions
HOLDERS
114
SHARES
6,767,574
New Positions
HOLDERS
6
SHARES
65,700
Increased Positions
HOLDERS
25
SHARES
86,492
Decreased Positions
HOLDERS
43
SHARES
(393,528)
Soldout Positions
HOLDERS
16
SHARES
(158,036)
Net Change
SHARES
(399,372)
Total Positions
HOLDERS
114
SHARES
6,767,574
New Positions
HOLDERS
6
SHARES
65,700
Increased Positions
HOLDERS
25
SHARES
86,492
Decreased Positions
HOLDERS
43
SHARES
(393,528)
Soldout Positions
HOLDERS
16
SHARES
(158,036)
Net Change
SHARES
(399,372)
Institutional Ownership
Mutual Fund
Company
Shares
% Out
Value ($)
Reported
Change
BlackRock Inc.
1,558,262
8.80
35,980,270
9/30/2020
(63,322)
Dimensional Fund Advisors LP
1,092,291
6.17
25,220,999
9/30/2020
(14,572)
Vanguard Group Inc.
783,947
4.42
18,101,336
9/30/2020
3,552
Systematic Financial Management L.P.
470,653
2.66
10,867,378
9/30/2020
(33,245)
State Street Global Advisors Inc.
360,751
2.04
8,329,741
9/30/2020
(17,678)
Northern Trust Global Investments
263,755
1.49
6,090,103
9/30/2020
(12,774)
Geode Capital Management LLC
243,244
1.37
5,616,504
9/30/2020
1,188
Renaissance Technologies LLC
231,000
1.30
5,333,790
9/30/2020
(17,100)
BNY Asset Management
120,022
0.68
2,771,308
9/30/2020
(5,453)
Charles Schwab Investment Management Inc.
104,147
0.59
2,404,754
12/31/2020
729
JP Morgan Asset Management
90,131
0.51
2,081,125
9/30/2020
(7,750)
TIAA
84,679
0.48
1,955,238
9/30/2020
9,400
HSBC Global Asset Management (UK) Ltd.
57,393
0.32
1,325,204
9/30/2020
(895)
Parametric Portfolio Associates LLC
54,423
0.31
1,256,627
9/30/2020
25,611
Los Angeles Capital Management & Equity Research Inc.
45,613
0.26
1,053,204
9/30/2020
(1,270)
Summit Community Bank Inc.
44,181
0.25
1,020,139
12/31/2020
(1,568)
Grantham Mayo Van Otterloo & Co. LLC
43,774
0.25
1,010,742
9/30/2020
800
Sheets Smith Wealth Management
43,215
0.24
997,834
12/31/2020
50
Russell Investment Management LLC
42,916
0.24
990,930
9/30/2020
(7,353)
California Public Employees' Retirement System
39,220
0.22
905,590
9/30/2020
800
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